News analysis on how banks and asset managers are implementing conduct-focused rules, including investor protection under Mifid II’s product governance frameworks and the integrity of Libor.
As working from home increasingly becomes the new norm in the financial services sector, market participants discuss the effects this could have on SMCR compliance
The FCA recently said it expected market abuse cases to be on the rise throughout the coronavirus crisis, warning market participants that they should enhance their monitoring and controls
Goldman Sachs and Wells Fargo urge market participants to think of the movement in liquidity to alternative reference rates as the true transition date
Market participants are concerned by a shift in the EU’s priorities and what that means for the future of research unbundling
Corporates have welcomed the usage of risk-free rates, which go down in times of crisis while the credit risk used to calculate Libor goes up
Market participants believe that the directive’s aim to push trading onto venues will harm end investors
A number of capital relief measures for banks were recently proposed by the European Commission. Practice Insight asked market participants whether they think the authorities got it right
UK regulators have granted temporary relief on some of the transition’s milestones this year, but market participants should stay focused as the end-2021 deadline is unlikely to change
Following more than 40 hours of interviews with 63 sources across financial services, Practice Insight’s landmark investigation into the accumulative impact of the financial crisis is now available
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