Priips & Mifid product governance teething problems revealed

Several banks tell us their biggest gripes with the two new investor protection regimes that are forcing an overhaul of business models, from concerns over liability to sheer scope. The rules are applied inconsistently, with some banks disagreeing over the suitability of the exact same product for nonprofessional investors - leaving a huge margin for error

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IPO Survey Report

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This landmark IPO reform survey reveals a market in dismay, as syndicate firms are struggling with interpreting the new unconnected analyst procedures, and face their insecurities regarding possible leaks..