Mifid II: banks diverge on target market reviews

The directive’s product governance framework is still causing headaches, with disagreements over when to conduct the reviews and how granular to be. Compliance teams are struggling with the concept of proportionality

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IPO Survey Report

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This landmark IPO reform survey reveals a market in dismay, as syndicate firms are struggling with interpreting the new unconnected analyst procedures, and face their insecurities regarding possible leaks..