Initial margin: custodians, buyside face uphill KYC struggle

There’s still significant lingering legal uncertainty for both asset managers and custodian banks as they face the operational challenge of CSA negotiations and KYC checks, at the risk of a sellside backlog closer to deadline

 

 

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IPO Survey Report

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This landmark IPO reform survey reveals a market in dismay, as syndicate firms are struggling with interpreting the new unconnected analyst procedures, and face their insecurities regarding possible leaks..